Peter Yu - Jan 10, 2023 Form 4 Insider Report for Alvarium Tiedemann Holdings, Inc. (ALTI)

Role
Director, 10%+ Owner
Signature
/s/ Adam Namoury, Attorney-in-Fact
Stock symbol
ALTI
Transactions as of
Jan 10, 2023
Transactions value $
$1,446,884
Form type
4
Date filed
1/12/2023, 08:00 PM
Previous filing
Jan 9, 2023
Next filing
Jan 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Purchase $365K +41K +23.94% $8.91 212K Jan 10, 2023 See footnote F1
transaction ALTI Class A Common Stock Other $0 +23.6K +11.13% $0.00 236K Jan 10, 2023 See footnote F1, F2
transaction ALTI Class A Common Stock Purchase $696K +73.2K +31.03% $9.51 309K Jan 11, 2023 See footnote F1
transaction ALTI Class A Common Stock Purchase $386K +38.4K +12.43% $10.04 347K Jan 12, 2023 See footnote F1
holding ALTI Class A Common Stock 6.43M Jan 10, 2023 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
F2 These shares of Class A Common Stock were transferred to Pangaea Three, LP as satisfaction of interest on a loan to a third party.
F3 Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.