Msd Capital L P - Dec 29, 2022 Form 4/A - Amendment Insider Report for MSD Investment Corp. (NONE)

Role
10%+ Owner
Signature
MSD Capital, L.P. By: MSD Capital Management LLC Its: General Partner By: /s/ Marc R. Lisker Name: Marc R. Lisker Title: Manager
Stock symbol
NONE
Transactions as of
Dec 29, 2022
Transactions value $
$10,065,966
Form type
4/A - Amendment
Date filed
1/9/2023, 04:42 PM
Date Of Original Report
Jan 3, 2023
Previous filing
Dec 22, 2022
Next filing
Jan 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE Common Stock Purchase $8.52M +392K +3.67% $21.73* 11.1M Dec 29, 2022 See Footnotes F1, F2, F3, F4, F6
transaction NONE Common Stock Purchase $1.55M +71.3K +3.67% $21.73* 2.01M Dec 29, 2022 See Footnotes F1, F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a purchase of securities from the issuer in the form of a capital call. Under the terms of subscription agreements between the reporting persons and the issuer, the reporting persons are required to fund drawdowns to purchase shares of the issuer's common stock up to the amount of their respective capital commitments on an as-needed basis with a minimum ten business days' prior notice to the reporting persons.
F2 Includes shares acquired pursuant to the reinvestment of dividends under the issuer's dividend reinvestment plan.
F3 Noble Environmental Investments, LLC ("Noble Investments") is the record holder of these shares of the issuer's common stock. MSD Portfolio L.P. Investment ("MSD Portfolio") indirectly owns Noble Investments through wholly-owned subsidiaries of MSD Portfolio, and MSD Portfolio may be deemed to beneficially own securities owned by Noble Investments. MSD Capital, L.P. ("MSD Capital") is the general partner of MSD Portfolio and may be deemed to beneficially own securities owned by MSD Portfolio. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. [Cont.]
F4 [Cont.] Each of Gregg Lemkau and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the owner of MSD Portfolio and the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Portfolio and MSD Capital Management, respectively.
F5 MSD Portfolio L.P. - MSD Personal Income ("MSD Personal Income") is the record holder of these shares of the issuer's common stock. MSD Capital is the general partner of MSD Personal Income and may be deemed to beneficially own securities owned by MSD Personal Income. MSD Capital Management and each of Messrs. Dell, Lemkau and Lisker may be deemed to beneficially own securities owned by MSD Personal Income.
F6 Each of Noble Investments, MSD Portfolio, MSD Personal Income, MSD Capital and MSD Capital Management and each of Messrs. Lemkau, Lisker and Dell declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

Remarks:

This amendment is filed solely to add MSD Personal Income as a reporting person and the direct owner of the shares listed in line 2 of Table I. The initial filing inadvertently identified MSD Portfolio as the direct owner of these shares.