| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLS | Common Stock | Award | $0 | +3,867 | +3% | $0.000000 | 133,297 | 01 Jan 2023 | Direct | F1 |
| holding | APLS | Common Stock | 240,679 | 01 Jan 2023 | Indirect Owner (Epidarex) | F2 | |||||
| holding | APLS | Common Stock | 31,855 | 01 Jan 2023 | Indirect Owner (Masa) | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLS | Stock Option (Right to Buy) | Award | $0 | +7,441 | $0.000000 | 7,441 | 01 Jan 2023 | Common Stock | 7,441 | $51.71 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | This restricted stock unit was granted on January 1, 2023. The restricted stock unit will fully vest on the first anniversary of the date of grant, subject to his continued service as a director, or upon later termination of his service as a director at his election. |
| F2 | The shares are held by Epidarex and the reporting person, a general partner of Epidarex, may be deemed to have voting and dispositive power over the shares held by Epidarex. The reporting person disclaims beneficial ownership over the shares held by Epidarex except to the extent of his pecuniary interest therein. |
| F3 | The shares are held by MASA and the reporting person, a managing partner of MASA, may be deemed to have voting and dispositive power over the shares held by MASA. The reporting person disclaims beneficial ownership over the shares held by MASA except to the extent of his pecuniary interest therein. |
| F4 | This option was granted on January 1, 2023. The option vests quarterly on the last day of each quarter from the date of grant, subject to his continued service as a director and expires seven years after the date of grant. |