Miriam Provost - Sep 2, 2022 Form 4 Insider Report for TransMedics Group, Inc. (TMDX)

Role
VP, Global Regulatory Affairs
Signature
By: /s/ Stephen Gordon, Attorney-in-Fact
Stock symbol
TMDX
Transactions as of
Sep 2, 2022
Transactions value $
-$33,295
Form type
4
Date filed
12/13/2022, 03:30 PM
Previous filing
Feb 24, 2022
Next filing
Dec 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMDX Common Stock Options Exercise $8.37K +2.6K +27.55% $3.22* 12K Sep 2, 2022 Direct
transaction TMDX Common Stock Options Exercise $153K +3.98K +33.04% $38.46 16K Dec 9, 2022 Direct
transaction TMDX Common Stock Sale -$180K -3.05K -19.02% $59.00 13K Dec 9, 2022 Direct F1
transaction TMDX Common Stock Options Exercise $18.5K +1.15K +8.86% $16.14* 14.1K Dec 9, 2022 Direct
transaction TMDX Common Stock Sale -$33.5K -567 -4.02% $59.00 13.6K Dec 9, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMDX Stock Option (Right to Buy) Options Exercise $0 -2.6K -12.45% $0.00 18.3K Sep 2, 2022 Common Stock 2.6K $3.22 Direct F2
transaction TMDX Stock Option (Right to Buy) Options Exercise $0 -3.98K -15.91% $0.00 21K Dec 9, 2022 Common Stock 3.98K $38.46 Direct F3
transaction TMDX Stock Option (Right to Buy) Options Exercise $0 -1.15K -12.26% $0.00 8.23K Dec 9, 2022 Common Stock 1.15K $16.14 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options.
F2 The option is fully vested.
F3 The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.
F4 The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020.