John F. Carey - 01 Dec 2022 Form 4 Insider Report for TransMedics Group, Inc. (TMDX)

Role
VP of Operations
Signature
By: /s/ Stephen Gordon, as attorney-in-fact
Issuer symbol
TMDX
Transactions as of
01 Dec 2022
Net transactions value
-$429,772
Form type
4
Filing time
05 Dec 2022, 16:33:53 UTC
Previous filing
03 Nov 2022
Next filing
18 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMDX Common Stock Options Exercise $840 +3,000 +389% $0.2800* 3,771 01 Dec 2022 Direct F1
transaction TMDX Common Stock Sale $91,063 -1,497 -40% $60.83 2,274 01 Dec 2022 Direct F1, F2
transaction TMDX Common Stock Sale $86,565 -1,403 -62% $61.70 871 01 Dec 2022 Direct F1, F3
transaction TMDX Common Stock Sale $6,245 -100 -11% $62.45 771 01 Dec 2022 Direct F1
transaction TMDX Common Stock Options Exercise $1,746 +6,237 +809% $0.2800* 7,008 02 Dec 2022 Direct
transaction TMDX Common Stock Options Exercise $1,904 +6,800 +97% $0.2800* 13,808 02 Dec 2022 Direct
transaction TMDX Common Stock Options Exercise $384,600 +10,000 +72% $38.46 23,808 02 Dec 2022 Direct
transaction TMDX Common Stock Sale $635,000 -10,000 -42% $63.50 13,808 02 Dec 2022 Direct F4
transaction TMDX Common Stock Options Exercise $10.08 +36 +0.26% $0.2800* 13,844 05 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMDX Stock Option (Right to Buy) Options Exercise $0 -3,000 -32% $0.000000 6,273 01 Dec 2022 Common Stock 3,000 $0.2800 Direct F1, F5
transaction TMDX Stock Option (Right to Buy) Options Exercise $0 -6,237 -99% $0.000000 36 02 Dec 2022 Common Stock 6,237 $0.2800 Direct F5
transaction TMDX Stock Option (Right to Buy) Options Exercise $0 -6,800 -100% $0.000000* 0 02 Dec 2022 Common Stock 6,800 $0.2800 Direct F5
transaction TMDX Stock Option (Right to Buy) Options Exercise $0 -10,000 -40% $0.000000 15,000 02 Dec 2022 Common Stock 10,000 $38.46 Direct F6
transaction TMDX Stock Option (Right to Buy) Options Exercise $0 -36 -100% $0.000000* 0 05 Dec 2022 Common Stock 36 $0.2800 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $60.23 to $61.22, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $61.29 to $61.99, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4 The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $63.50 to $63.55, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F5 The option is fully vested.
F6 The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.