PSC Echo, LP - Nov 23, 2022 Form 3 Insider Report for Eargo, Inc. (EAR)

Role
10%+ Owner
Signature
PSC ECHO LP, By: PSC Echo GP, its General Partner, By: /s/ Adam Fliss, Vice President
Stock symbol
EAR
Transactions as of
Nov 23, 2022
Transactions value $
$0
Form type
3
Date filed
12/5/2022, 03:16 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EAR Common Stock 316M Nov 23, 2022 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the transactions contemplated by the Note Purchase Agreement, by and between the Issuer, PSC Echo, LP and Drivetrain Agency Services, LLC, as administrative agent and collateral agent, and in connection with the closing of the Issuer's rights offering on November 23, 2022 and the conversion of senior secured notes issued pursuant thereto, PSC Echo, LP received an aggregate of 316,425,980 shares of common stock of the Issuer.
F2 PSC Echo GP, LLC is the general partner of PSC Echo, LP and may be deemed to beneficially own the shares of Common Stock held by PSC Echo, LP. Voting and investment decisions with respect to the shares of Common Stock held by PSC Echo, LP are made by the management committee of PSC Echo GP, LLC.