Anthony Sun - Nov 30, 2022 Form 4 Insider Report for COGNEX CORP (CGNX)

Role
Director
Signature
/s/ Anthony Sun
Stock symbol
CGNX
Transactions as of
Nov 30, 2022
Transactions value $
-$1,184,616
Form type
4
Date filed
12/2/2022, 03:05 PM
Previous filing
Feb 24, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CGNX Common Stock Options Exercise $316K +30K $10.53* 30K Nov 30, 2022 By LLC F1
transaction CGNX Common Stock Sale -$1.5M -30K -100% $50.01 0 Nov 30, 2022 By LLC F1
holding CGNX Common Stock 308K Nov 30, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 -30K -100% $0.00* 0 Nov 7, 2022 Common Stock 30K $10.53 Direct F2, F3
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 +30K $0.00 30K Nov 7, 2022 Common Stock 30K $10.53 By LLC F1, F2, F3
transaction CGNX Non-Qualified Stock Option (right to buy) Options Exercise $0 -30K -100% $0.00* 0 Nov 30, 2022 Common Stock 30K $10.53 By LLC F1
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 -26K -100% $0.00* 0 Nov 7, 2022 Common Stock 26K $16.72 Direct F2, F4
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 +26K $0.00 26K Nov 7, 2022 Common Stock 26K $16.72 By LLC F1, F2, F4
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 -26K -100% $0.00* 0 Nov 7, 2022 Common Stock 26K $19.66 Direct F2, F5
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 +26K $0.00 26K Nov 7, 2022 Common Stock 26K $19.66 By LLC F1, F2, F5
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 -26K -100% $0.00* 0 Nov 7, 2022 Common Stock 26K $20.63 Direct F2, F6
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 +26K $0.00 26K Nov 7, 2022 Common Stock 26K $20.63 By LLC F1, F2, F6
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 -26K -100% $0.00* 0 Nov 7, 2022 Common Stock 26K $38.39 Direct F2, F7
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 +26K $0.00 26K Nov 7, 2022 Common Stock 26K $38.39 By LLC F1, F2, F7
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 -23K -100% $0.00* 0 Nov 7, 2022 Common Stock 23K $50.94 Direct F2, F8
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 +23K $0.00 23K Nov 7, 2022 Common Stock 23K $50.94 By LLC F1, F2, F8
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 -26K -100% $0.00* 0 Nov 7, 2022 Common Stock 26K $51.49 Direct F2, F9
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 +26K $0.00 26K Nov 7, 2022 Common Stock 26K $51.49 By LLC F1, F2, F9
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 -13K -100% $0.00* 0 Nov 7, 2022 Common Stock 13K $56.44 Direct F2, F10
transaction CGNX Non-Qualified Stock Option (right to buy) Gift $0 +13K $0.00 13K Nov 7, 2022 Common Stock 13K $56.44 By LLC F1, F2, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is a member of Sun Management Associates, LLC, a California limited liability company. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F2 The reported transactions involve the reporting person's transfer of Non-Qualified Stock Options to Sun Management Associates, LLC, a California limited liability company, of which the reporting person is a member.
F3 The options vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date (February 13, 2013).
F4 The options vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date (February 12, 2016).
F5 The options vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date (February 18, 2014).
F6 The options vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date (February 17, 2015).
F7 The options vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date (February 21, 2017).
F8 The options vest in five equal annual installments on the first, second, third, fourth, and fifth anniversaries of the grant date (February 18, 2020).
F9 The options vest in five equal annual installments on the first, second, third, fourth, and fifth anniversaries of the grant date (February 19, 2019).
F10 The options vest in five equal annual installments on the first, second, third, fourth, and fifth anniversaries of the grant date (February 20, 2018).