GRIFFIN MICHAEL D - 09 Sep 2022 Form 4/A - Amendment Insider Report for Rocket Lab USA, Inc. (RKLB)

Role: Director
Signature: /s/ Janine Wong as Attorney-in-Fact for Michael D. Griffin
Issuer symbol: RKLB
Transactions as of: 09 Sep 2022
Net transactions value: -$2,563,788
Form type: 4/A - Amendment
Filing time: 29 Nov 2022, 15:58:06 UTC
Date Of Original Report: 13 Sep 2022
Previous filing: 08 Sep 2022
Next filing: 29 Nov 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKLB	Common Stock	Other	$0	-456,190	-71%	$0.000000	190,156	09 Sep 2022	Direct	F1
transaction	RKLB	Common Stock	Other	$0	+456,190		$0.000000	456,190	09 Sep 2022	By LogiQ, Inc.	F1
transaction	RKLB	Common Stock	Sale	$2,563,788	-456,190	-100%	$5.62	0	09 Sep 2022	By LogiQ, Inc.	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.
F2	The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.56 to $5.665, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Content

The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.56 to $5.665, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.