Griffin Michael D - Sep 9, 2022 Form 4/A - Amendment Insider Report for Rocket Lab USA, Inc. (RKLB)

Role: Director
Signature: /s/ Janine Wong as Attorney-in-Fact for Michael D. Griffin
Stock symbol: RKLB
Transactions as of: Sep 9, 2022
Transactions value $: -$2,563,788
Form type: 4/A - Amendment
Date filed: 11/29/2022, 03:58 PM
Date Of Original Report: Sep 13, 2022
Previous filing: Sep 8, 2022
Next filing: Nov 29, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKLB	Common Stock	Other	$0	-456K	-70.58%	$0.00	190K	Sep 9, 2022	Direct	F1
transaction	RKLB	Common Stock	Other	$0	+456K		$0.00	456K	Sep 9, 2022	By LogiQ, Inc.	F1
transaction	RKLB	Common Stock	Sale	-$2.56M	-456K	-100%	$5.62	0	Sep 9, 2022	By LogiQ, Inc.	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.
F2	The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.56 to $5.665, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Content

The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.56 to $5.665, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.