Philippe Faraut - 23 Nov 2022 Form 4 Insider Report for iANTHUS CAPITAL HOLDINGS, INC. (ITHUF)

Role: Chief Financial Officer
Signature: /s/ Robert Galvin as Attorney-In-Fact for Philippe Faraut
Issuer symbol: ITHUF
Transactions as of: 23 Nov 2022
Net transactions value: $0
Form type: 4
Filing time: 28 Nov 2022, 15:43:51 UTC
Previous filing: 18 Nov 2022
Next filing: 18 May 2023
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ITHUF	Restricted Stock Units	Award	$0	+7,317,074		$0.000000	7,317,074	23 Nov 2022	Common Shares	7,317,074		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one common share of the Issuer following vesting.
F2	The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan") and vest in three equal annual installments on November 23, 2023, November 23, 2024 and November 23, 2025, subject to the Reporting Peron's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the Reporting Person within 73 days following the vesting date applicable to such restricted stock units.

Content

Each restricted stock unit represents a contingent right to receive one common share of the Issuer following vesting.

The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan") and vest in three equal annual installments on November 23, 2023, November 23, 2024 and November 23, 2025, subject to the Reporting Peron's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the Reporting Person within 73 days following the vesting date applicable to such restricted stock units.