| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CHRA | Common Stock | Purchase | $36.3K | +47.7K | +1.61% | $0.76 | 3.01M | Nov 21, 2022 | See Footnotes | F1, F2, F3, F6, F7 |
| transaction | CHRA | Common Stock | Purchase | $90.2K | +119K | +1.61% | $0.76 | 7.48M | Nov 21, 2022 | See Footnotes | F1, F2, F4, F6 |
| transaction | CHRA | Common Stock | Purchase | $65.1K | +85.6K | +1.61% | $0.76 | 5.4M | Nov 21, 2022 | See Footnotes | F1, F2, F5, F6 |
| transaction | CHRA | Common Stock | Purchase | $46.8K | +45.4K | +1.51% | $1.03* | 3.05M | Nov 22, 2002 | See Footnotes | F1, F2, F3, F8 |
| transaction | CHRA | Common Stock | Purchase | $116K | +113K | +1.51% | $1.03* | 7.6M | Nov 22, 2002 | See Footnotes | F1, F2, F4, F8 |
| transaction | CHRA | Common Stock | Purchase | $84K | +81.6K | +1.51% | $1.03* | 5.48M | Nov 22, 2002 | See Footnotes | F1, F2, F5, F8 |
| Id | Content |
|---|---|
| F1 | BCP Energy Services Fund UGP, LLC ("BCP Energy Services Fund UGP ") is the sole general partner of BCP Energy Services Fund GP, LP ("BCP Energy Services Fund GP "), which is the sole general partner of both BCP Energy Services Fund, LP ("BCP Energy Services Fund") and BCP Energy Services Fund-A, LP ("BCP Energy Services Fund-A"). BCP Energy Services Fund, LP and BCP Energy Services Fund-A, LP have dispositive voting power over Charah Holdings GP LLC ("Charah Holdings GP"), which is the sole general partner of Charah Holdings LP ("Charah Holdings"). BCP Energy Services Fund UGP is managed by J.M. Bernhard, Jr. and Jeffrey Jenkins. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (i) each of Messrs. Bernhard and Jenkins, BCP Energy Services Fund UGP and BCP Energy Services Fund GP may be deemed to have an indirect pecuniary interest in the securities held directly by Charah Holdings, |
| F2 | (Continued from footnote 1) BCP Energy Services Fund and BCP Energy Services Fund-A and each of BCP Energy Services Fund and BCP Energy Services Fund-A may be deemed to have an indirect pecuniary interest in the securities held directly by Charah Holdings. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by each of Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A are reported herein. Each reporting person disclaims beneficial ownership of any securities that are not directly owned by such reporting person, except to the extent of their indirect pecuniary interest therein. Each reporting person disclaims beneficial ownership of any securities that are not directly owned by such reporting person, except to the extent of their indirect pecuniary interest therein. |
| F3 | Shares held directly by Charah Holdings LP. |
| F4 | Shares held directly by BCP Energy Services Fund-A, LP. |
| F5 | Shares held directly by BCP Energy Services Fund, LP. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.68 to $0.90, inclusive. Each reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F7 | On November 17, 2022 and November 18, 2022, Charah Holdings L.P. filed Form 4s that inadvertently underreported 50 shares of the issuer's common stock that it beneficially owned at such times. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.91 to $1.05, inclusive. Each reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A are parties to a Stockholders' Agreement (the "Stockholders' Agreement"), pursuant to which Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A have the right to nominate designees to the Board of Directors of the Issuer, subject to ownership thresholds set forth in the Stockholders' Agreement. As a result, each Reporting Person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. In addition, the Reporting Persons may be deemed to be members of a group holding over 10% of the outstanding common stock of the Issuer for the purposes of Section 13(d)(3) of the Exchange Act.