SVF Investments (UK) Ltd - Nov 10, 2022 Form 4 Insider Report for Roivant Sciences Ltd. (ROIV)

Role
10%+ Owner
Signature
SVF Investments (UK) Limited, By: SB Investment Advisers (UK) Limited, its manager, By: /s/ Amanda Sanchez-Barry, General Counsel
Stock symbol
ROIV
Transactions as of
Nov 10, 2022
Transactions value $
-$20,633,615
Form type
4
Date filed
11/15/2022, 08:00 PM
Previous filing
Mar 11, 2022
Next filing
Dec 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROIV Common Shares Sale -$20.6M -4.34M -4.37% $4.75 95M Nov 10, 2022 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities held of record by SVF Investments (UK) Limited ("SVF Investments"). Softbank Vision Fund L.P. is the managing member of SVF Holdings (UK) LLP, which is the sole owner of SVF Investments. SB Investment Advisers (UK) Limited ("SBIA UK") has been appointed as the alternative investment fund manager ("AIFM") of SoftBank Vision Fund L.P. SBIA UK is authorized and regulated by the UK Financial Conduct Authority and is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund L.P.'s investments.

Remarks:

The Form 3 filed by the reporting persons on October 1, 2021 inadvertently included SVF GP (Jersey) Limited as a reporting person. SVF GP (Jersey) Limited does not share beneficial ownership of the securities reported herein.