Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ROIV | Common Shares | Other | -1.2M | -3.01% | 38.6M | Nov 9, 2022 | Held by QVT Financial Investment Cayman Ltd. | F1, F2 | ||
transaction | ROIV | Common Shares | Sale | -$5.19M | -1.09M | -2.83% | $4.75 | 37.5M | Nov 10, 2022 | Held by QVT Financial Investment Cayman Ltd. | F2 |
transaction | ROIV | Common Shares | Sale | -$1.77M | -372K | -2.68% | $4.75 | 13.5M | Nov 10, 2022 | Held by QVT Roiv Hldgs Onshore Ltd. | F2 |
transaction | ROIV | Common Shares | Sale | -$11M | -2.31M | -7.62% | $4.75 | 28M | Nov 10, 2022 | Held by QVT Deferred Compensation Holdings Ltd. | F2 |
transaction | ROIV | Common Shares | Sale | -$694K | -146K | -2.6% | $4.75 | 5.47M | Nov 10, 2022 | Held by QVT P&E Roiv Hldgs Ltd. | F2 |
Id | Content |
---|---|
F1 | Shares were distributed in-kind to certain shareholders of QVT Financial Investment Cayman Ltd. who subsequently gifted the shares to charitable foundations, each of which is subject to a lock-up. |
F2 | The reporting person is a shareholder of each of QVT Roiv Hldgs Onshore Ltd., QVT Deferred Compensation Holdings Ltd., QVT P&E Roiv Hldgs Ltd. and QVT Financial Investment Cayman Ltd. (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. |