Keith S. Manchester - 09 Nov 2022 Form 4 Insider Report for Roivant Sciences Ltd. (ROIV)

Role: Director
Signature: /s/ Keith Manchester
Issuer symbol: ROIV
Transactions as of: 09 Nov 2022
Net transactions value: -$18,631,894
Form type: 4
Filing time: 14 Nov 2022, 20:43:08 UTC
Previous filing: 19 Sep 2022
Next filing: 26 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROIV	Common Shares	Other		-1,196,200	-3%		38,582,314	09 Nov 2022	Held by QVT Financial Investment Cayman Ltd.	F1, F2
transaction	ROIV	Common Shares	Sale	$5,188,686	-1,092,355	-2.8%	$4.75	37,489,959	10 Nov 2022	Held by QVT Financial Investment Cayman Ltd.	F2
transaction	ROIV	Common Shares	Sale	$1,769,028	-372,427	-2.7%	$4.75	13,535,929	10 Nov 2022	Held by QVT Roiv Hldgs Onshore Ltd.	F2
transaction	ROIV	Common Shares	Sale	$10,980,304	-2,311,643	-7.6%	$4.75	28,010,344	10 Nov 2022	Held by QVT Deferred Compensation Holdings Ltd.	F2
transaction	ROIV	Common Shares	Sale	$693,875	-146,079	-2.6%	$4.75	5,470,181	10 Nov 2022	Held by QVT P&E Roiv Hldgs Ltd.	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares were distributed in-kind to certain shareholders of QVT Financial Investment Cayman Ltd. who subsequently gifted the shares to charitable foundations, each of which is subject to a lock-up.
F2	The reporting person is a shareholder of each of QVT Roiv Hldgs Onshore Ltd., QVT Deferred Compensation Holdings Ltd., QVT P&E Roiv Hldgs Ltd. and QVT Financial Investment Cayman Ltd. (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

Content

Shares were distributed in-kind to certain shareholders of QVT Financial Investment Cayman Ltd. who subsequently gifted the shares to charitable foundations, each of which is subject to a lock-up.

The reporting person is a shareholder of each of QVT Roiv Hldgs Onshore Ltd., QVT Deferred Compensation Holdings Ltd., QVT P&E Roiv Hldgs Ltd. and QVT Financial Investment Cayman Ltd. (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.