Mark J. Nelson - Nov 9, 2022 Form 4 Insider Report for Real Good Food Company, Inc. (RGF)

Role
Director
Signature
/s/ Mark Nelson
Stock symbol
RGF
Transactions as of
Nov 9, 2022
Transactions value $
-$160,873
Form type
4
Date filed
11/10/2022, 08:35 PM
Previous filing
Oct 14, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGF Class A Common Stock Options Exercise $0 +41.7K $0.00 41.7K Nov 9, 2022 Direct
transaction RGF Class A Common Stock Tax liability -$161K -23.8K -57.2% $6.75 17.8K Nov 9, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RGF Restricted Stock Units Options Exercise $0 -41.7K -100% $0.00* 0 Nov 9, 2022 Class A common stock 41.7K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock of the issuer withheld for the payment of taxes due upon conversion of restricted stock units ("RSUs").
F2 Each RSU represents a conditional right to receive one share of common stock of the issuer.
F3 Represents vesting of RSUs and the concurrent issuance of the issuer's shares which have no expiration.