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Signature
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/s/ Robert J. Willette, Attorney-in-Fact
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Stock symbol
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USWS
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Transactions as of
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Nov 1, 2022
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Transactions value $
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$0
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Form type
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4
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Date filed
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11/9/2022, 01:47 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
USWS |
Class A Common Stock, par value $0.0001 per share |
Options Exercise |
|
+2.46M |
|
|
2.46M |
Nov 1, 2022 |
Direct |
F1 |
transaction |
USWS |
Class A Common Stock, par value $0.0001 per share |
Disposed to Issuer |
|
+2.46M |
|
|
0 |
Nov 1, 2022 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
USWS |
16.0% Convertible Senior Secured (Third Lien) PIK Note |
Options Exercise |
|
-2.46M |
-100% |
|
0 |
Nov 1, 2022 |
Class A Common Stock |
2.46M |
|
Direct |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Farris Wilks is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses: