David S. Ege - 27 Oct 2022 Form 4 Insider Report for Seres Therapeutics, Inc. (MCRB)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
31 Oct 2022, 19:37:25 UTC
Prior SEC filing
06 Jul 2022
Next SEC filing
07 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Thomas J. DesRosier, attorney-in-fact for David S. Ege

Key filing fact

David S. Ege filed Form 4 for Seres Therapeutics, Inc. (MCRB) on 31 Oct 2022.

Key facts

  • This page summarizes David S. Ege's Form 4 filing for Seres Therapeutics, Inc. (MCRB).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 31 Oct 2022, 19:37.

Change

  • Previous filing in this sequence was filed on 06 Jul 2022.
  • Current net transaction value: -$39,745.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MCRB transaction

Common stock

Award

Transaction value
$0
Shares
+20,000
Change %
+63%
Price
$0.000000
Shares after
51,746
Date
27 Oct 2022
Ownership
Direct
Footnotes
F1
MCRB transaction

Common stock

Sale

Transaction value
$39,745
Shares
-5,012
Change %
-9.7%
Price
$7.93
Shares after
46,734
Date
31 Oct 2022
Ownership
Direct
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On May 3, 2021, the reporting person was granted an award of 40,000 restricted stock units, which vest in the form of shares of the Issuer's common stock in two equal installments upon the satisfaction of certain performance criteria. On October 27, 2022, the Issuer's Board of Directors determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 20,000 shares.

Footnote F2

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

SEC remarks

Executive Vice President and Chief Technology Officer

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