Kadem Management, LLC - Mar 16, 2021 Form 3/A - Amendment Insider Report for Kadem Sustainable Impact Corp (KSI)

Role
10%+ Owner
Signature
Kadem Management, LLC, By: /s/ Charles Gassenheimer, Managing Member
Stock symbol
KSI
Transactions as of
Mar 16, 2021
Transactions value $
$0
Form type
3/A - Amendment
Date filed
10/27/2022, 06:33 PM
Date Of Original Report
Mar 16, 2021
Next filing
Oct 27, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KSI Class B Common Stock, par value $0.0001 per share Mar 16, 2021 Class A Common Stock, par value $0.0001 per share 5.03M Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.
F2 Includes 656,250 shares of Class B Common Stock that are subject to forfeiture if the underwriters in the Issuer's initial public offering of common stock do not exercise their over-allotment option in full.
F3 Kadem Management, LLC is the record holder of the shares reported herein. Raymond E. Mabus, Jr. and Charles Gassenheimer are the managing members of Kadem Management, LLC.
F4 Each of Mr. Mabus and Mr. Gassenheimer may be deemed to have or share beneficial ownership of the common stock held directly by Kadem Management, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Remarks:

This Form 3 is being amended solely to include signature blocks for Charles Gassenheimer and Raymond E. Mabus in their individual capacity.