Mark E. Dmytruk - Sep 30, 2022 Form 4 Insider Report for Ginkgo Bioworks Holdings, Inc. (DNA)

Signature
/s/ Karen Tepichin, Attorney-in-Fact
Stock symbol
DNA
Transactions as of
Sep 30, 2022
Transactions value $
-$22,660
Form type
4
Date filed
10/4/2022, 10:00 PM
Previous filing
Mar 14, 2022
Next filing
Nov 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DNA Class A Common Stock Options Exercise +16.4K 16.4K Sep 30, 2022 Direct F1, F2
transaction DNA Class A Common Stock Sale -$22.7K -7.26K -44.37% $3.12 9.1K Oct 3, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DNA Class B Common Stock Options Exercise -16.4K -2.43% 658K Sep 30, 2022 Class A Common Stock Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.
F2 Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
F3 Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of equity securities of the Issuer. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligation to be funded by a "sell to cover" transaction.
F4 Includes shares of Class B Common Stock that are subject to vesting conditions.

Remarks:

Chief Financial Officer