Julius Kalcevich - 26 Jul 2022 Form 4 Insider Report for iANTHUS CAPITAL HOLDINGS, INC. (ITHUF)

Role
Chief Financial Officer
Signature
/s/ Julius Kalcevich
Issuer symbol
ITHUF
Transactions as of
26 Jul 2022
Net transactions value
$0
Form type
4
Filing time
23 Sep 2022, 16:45:38 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ITHUF Restricted Stock Units Award $0 +35,448,102 $0.000000 35,448,102 26 Jul 2022 Common Stock 35,448,102 Direct F1, F2
transaction ITHUF Option (right to buy) Award $0 +3,938,678 $0.000000 3,938,678 21 Sep 2022 Common Stock 3,938,678 $0.0510 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
F2 The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan"). At the time of grant, two-thirds of the RSUs were vested. The balance of the RSUs will vest on July 10, 2023, subject to the Reporting Peron's continued service with the Issuer.
F3 The options were granted pursuant to the Plan. The options will vest in three equal annual installments with the first installment commencing on first anniversary of the date of grant.