Ledger Susan St. - Sep 20, 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Sep 20, 2022
Transactions value $
$0
Form type
4
Date filed
9/22/2022, 08:23 PM
Previous filing
Sep 19, 2022
Next filing
Sep 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +138 +1.2% 11.6K Sep 20, 2022 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +11.3K +96.68% 22.9K Sep 20, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -138 -50% $0.00 138 Sep 20, 2022 Class A Common Stock 138 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -11.3K -20% $0.00 45K Sep 20, 2022 Class B Common Stock 11.3K Direct F4, F5
transaction HCP Class B Common Stock Options Exercise $0 +11.3K +10.53% $0.00 118K Sep 20, 2022 Class A Common Stock 11.3K Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -11.3K -9.53% $0.00 107K Sep 20, 2022 Class A Common Stock 11.3K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The remaining RSUs vest on December 20, 2022.
F4 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F5 The remaining RSUs vest in four equal quarterly installments beginning on December 20, 2022.