Ledger Susan St. - 20 Sep 2022 Form 4 Insider Report for HashiCorp, Inc.

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
N/A
Transactions as of
20 Sep 2022
Net transactions value
$0
Form type
4
Filing time
22 Sep 2022, 20:23:51 UTC
Previous filing
19 Sep 2022
Next filing
26 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +138 +1.2% 11,636 20 Sep 2022 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +11,250 +97% 22,886 20 Sep 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -138 -50% $0.000000 138 20 Sep 2022 Class A Common Stock 138 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -11,250 -20% $0.000000 45,000 20 Sep 2022 Class B Common Stock 11,250 Direct F4, F5
transaction HCP Class B Common Stock Options Exercise $0 +11,250 +11% $0.000000 118,050 20 Sep 2022 Class A Common Stock 11,250 Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -11,250 -9.5% $0.000000 106,800 20 Sep 2022 Class A Common Stock 11,250 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The remaining RSUs vest on December 20, 2022.
F4 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F5 The remaining RSUs vest in four equal quarterly installments beginning on December 20, 2022.