Kensington Capital Sponsor IV LLC - Sep 14, 2022 Form 4 Insider Report for Amprius Technologies, Inc. (AMPX)

Role
Other*
Signature
KENSINGTON CAPITAL SPONSOR IV LLC, By: Kensington Capital Partners, LLC, Its: Managing Member, By: /s/ Justin Mirro, Name: Justin Mirro, Title: Managing Member
Stock symbol
AMPX
Transactions as of
Sep 14, 2022
Transactions value $
$0
Form type
4
Date filed
9/16/2022, 07:02 PM
Previous filing
Mar 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPX Common Stock Conversion of derivative security +9.86M +301.67% 13.1M Sep 14, 2022 Direct F1
transaction AMPX Common Stock Other $0 -13.1M -100% $0.00* 0 Sep 14, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPX Class B Ordinary Shares Conversion of derivative security $0 -9.86M -100% $0.00* 0 Sep 14, 2022 Common Stock 9.86M Direct F1
transaction AMPX Warrants (right to buy) Other $0 +16M $0.00 16M Sep 14, 2022 Common Stock 16M $11.50 Direct F3, F4
transaction AMPX Warrants (right to buy) Other $0 +6.54M $0.00 6.54M Sep 14, 2022 Common Stock 6.54M $11.50 Direct F3, F4
transaction AMPX Warrants (right to buy) Other $0 -16M -100% $0.00* 0 Sep 14, 2022 Common Stock 16M $11.50 Direct F2, F4
transaction AMPX Warrants (right to buy) Other $0 -6.54M -100% $0.00* 0 Sep 14, 2022 Common Stock 6.54M $11.50 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Kensington Capital Sponsor IV LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Upon completion of the Issuer's business combination transaction, the Issuer's Class B Ordinary Shares converted into shares of Common Stock of the Issuer. At the time the Class B shares were issued, the Issuer was a Cayman Islands exempted company incorporated with limited liability named "Kensington Capital Acquisition Corp. IV." In connection with a business combination transaction, the Issuer became a Delaware corporation and changed its name to "Amprius Technologies, Inc."
F2 The securities were distributed in-kind, pro-rata and for no additional consideration to the members of Kensington Capital Sponsor IV LLC in connection with its liquidating distribution. As a result of the transaction reported herein, the Reporting Person is no longer a 10% holder of the issuer.
F3 The Reporting Person acquired these securities in connection with the initial public offering of Kensington Capital Acquisition Corp. IV, which is the Issuer and changed its name to Amprius Technologies, Inc. upon closing of a business combination transaction and is reporting the ownership thereof in connection with such closing. These securities were previously not beneficially owned for purposes of reporting their ownership on this Form.
F4 The securities become exercisable on October 14, 2022, provided that in no event are the securities exercisable unless a registration statement registering the shares issuable upon exercise thereof has been declared effective (or, in the case of all of the warrants in Table II, until the 61st business day following the closing of the foregoing business combination if such a registration statement has not previously been declared effective).