Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | AMPX | Warrants (right to buy) | Sep 14, 2022 | Common Stock | 100K | $12.50 | See Footnote | F1, F5 | ||||||
holding | AMPX | Warrants (right to buy) | Sep 14, 2022 | Common Stock | 96.3K | $12.50 | See Footnote | F2, F3, F5 | ||||||
holding | AMPX | Warrants (right to buy) | Sep 14, 2022 | Common Stock | 3.73K | $12.50 | See Footnote | F3, F4, F5 |
Id | Content |
---|---|
F1 | The securities are held directly by The Dixon Revocable Trust, for which the Reporting Person and his spouse are co-trustees. |
F2 | The securities are held directly by Trident Capital Fund-VI, L.P. |
F3 | Trident Capital Management VI, L.L.C. ("TCM VI") is the sole general partner of Trident Capital Fund VI, L.P. ("Trident Fund VI") and the sole managing member of Trident Capital Fund - VI Principals Fund, L.L.C. ("Trident Principals VI"). The Reporting Person is a managing member of TCM VI and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by each of Trident Fund VI and Trident Principals VI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose. |
F4 | The securities are held directly by Trident Principals VI. |
F5 | The securities become exercisable on October 14, 2022, provided that in no event are the securities exercisable unless a registration statement registering the shares issuable on exercise thereof has been declared effective. |
Exhibit 24 - Power of Attorney