Amprius, Inc. - 14 Sep 2022 Form 3 Insider Report for Amprius Technologies, Inc. (AMPX)

Role: 10%+ Owner
Signature: /s/ Dr. Kang Sun, Chief Executive Officer
Issuer symbol: AMPX
Transactions as of: 14 Sep 2022
Net transactions value: $0
Form type: 3
Filing time: 16 Sep 2022, 18:51:29 UTC
Next filing: 15 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	AMPX	Common Stock						65,515,552	14 Sep 2022	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects shares of common stock of the Issuer acquired on September 14, 2022, in exchange for shares of common stock of Amprius Technologies Operating, Inc. ("Legacy Amprius"), upon the completion of a business combination (the "Business Combination") pursuant to the Business Combination Agreement, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Legacy Amprius. At the effective time of the Business Combination (the "Effective Time"), each share of Legacy Amprius common stock outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive shares of the Issuer's common stock at an exchange ratio of approximately 1.45590.

Content

Reflects shares of common stock of the Issuer acquired on September 14, 2022, in exchange for shares of common stock of Amprius Technologies Operating, Inc. ("Legacy Amprius"), upon the completion of a business combination (the "Business Combination") pursuant to the Business Combination Agreement, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Legacy Amprius. At the effective time of the Business Combination (the "Effective Time"), each share of Legacy Amprius common stock outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive shares of the Issuer's common stock at an exchange ratio of approximately 1.45590.