| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FGF | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value | Purchase | $53.1K | +3.09K | +34.43% | $17.19* | 12.1K | Sep 12, 2022 | FG Financial Holdings, LLC | F2, F3, F4 |
| transaction | FGF | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value | Purchase | $29.8K | +1.49K | +12.36% | $19.99* | 13.6K | Sep 12, 2022 | FG Financial Holdings, LLC | F2, F3 |
| transaction | FGF | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value | Purchase | $115K | +5.84K | +43.08% | $19.70* | 19.4K | Sep 13, 2022 | FG Financial Holdings, LLC | F2, F3, F5 |
| transaction | FGF | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value | Purchase | $180K | +8.82K | +45.48% | $20.43* | 28.2K | Sep 13, 2022 | FG Financial Holdings, LLC | F2, F3, F5 |
| transaction | FGF | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value | Purchase | $119K | +5.58K | +19.78% | $21.33* | 33.8K | Sep 14, 2022 | FG Financial Holdings, LLC | F2, F3, F6 |
| transaction | FGF | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value | Purchase | $59.2K | +2.68K | +7.92% | $22.14* | 36.5K | Sep 14, 2022 | FG Financial Holdings, LLC | F2, F3, F6 |
| transaction | FGF | COMMON STOCK, PAR VALUE $0.01 PER SHARE | Purchase | $105K | +64.3K | +1.18% | $1.64 | 5.5M | Sep 12, 2022 | FG Financial Holdings, LLC | F2, F7, F9 |
| transaction | FGF | COMMON STOCK, PAR VALUE $0.01 PER SHARE | Purchase | $56.4K | +33.6K | +0.61% | $1.68 | 5.53M | Sep 13, 2022 | FG Financial Holdings, LLC | F2, F7, F10 |
| transaction | FGF | COMMON STOCK, PAR VALUE $0.01 PER SHARE | Purchase | $162K | +86.3K | +1.56% | $1.88 | 5.62M | Sep 14, 2022 | FG Financial Holdings, LLC | F2, F7, F11 |
| holding | FGF | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 8.97K | Sep 12, 2022 | FG Financial Holdings, LLC | F1, F2, F3 | |||||
| holding | FGF | COMMON STOCK, PAR VALUE $0.01 PER SHARE | 5.43M | Sep 12, 2022 | FG Financial Holdings, LLC | F2, F7, F8 |
| Id | Content |
|---|---|
| F1 | These shares were previously reported as directly beneficially owned by Fundamental Activist Fund I, LP ("FAFI") and were contributed to FG Financial Holdings, LLC ("FGFH") on September 12, 2022. |
| F2 | Due to their positions with Fundamental Global GP, LLC ("FGGP") and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock and the shares of Preferred Stock disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. |
| F3 | The Reporting Persons beneficially own in the aggregate 36,465 shares of Preferred Stock. FGGP may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGFH. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. |
| F4 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.79 to $17.48, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the range set forth above. |
| F5 | The prices reported in Column 4 are weighted average prices. 5,839 shares were purchased in multiple transactions at prices ranging from $19.095 to $20.00, inclusive. 8,819 shares were purchased in multiple transactions at prices ranging from $20.21 to $20.75, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the ranges set forth above. |
| F6 | The prices reported in Column 4 are weighted average prices. 5,579 shares were purchased in multiple transactions at prices ranging from $20.65 to $21.605, inclusive. 2,675 shares were purchased in multiple transactions at prices ranging from $21.79 to $22.42, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the ranges set forth above. |
| F7 | The Reporting Persons beneficially own in the aggregate 5,615,655 shares of Common Stock, which represent approximately 60.1% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by FGFH. Mr. Cerminara holds 21,356 shares of Common Stock and restricted stock units representing the right to receive 56,930 shares of Common Stock upon vesting. |
| F8 | These shares were previously reported as directly beneficially owned by FAFI, FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. ("BTN") and were contributed to FGFH between September 12 and 14, 2022. |
| F9 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.59 to $1.77, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. |
| F10 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.65 to $1.725, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. |
| F11 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.71 to $2.00, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. |