Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CTIC | Common Stock | Options Exercise | $204K | +242K | +869.67% | $0.84* | 270K | Sep 12, 2022 | Direct | |
transaction | CTIC | Common Stock | Sale | -$1.56M | -242K | -89.69% | $6.43 | 27.9K | Sep 12, 2022 | Direct | F1, F2, F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CTIC | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -242K | -20.97% | $0.00 | 913K | Sep 12, 2022 | Common Stock | 242K | $0.84 | Direct | F4 |
Id | Content |
---|---|
F1 | This sale was effected pursuant to a 10b5-1 sales plan adopted by the reporting person. |
F2 | The reporting person's sale of common stock reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 5,000 shares of common stock purchased by the reporting person on August 16, 2022. The reporting person has sent to the Issuer the full amount of the disgorgeable profit arising from the sale reported herein. |
F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.27 to $6.58, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
F4 | One third of the shares underlying the option vested on 2/19/2020 and annually thereafter until all the underlying shares were fully vested on 2/19/2022. |