Henrik Gerdes - Sep 8, 2022 Form 4 Insider Report for ChargePoint Holdings, Inc. (CHPT)

Role
Chief Accounting Officer
Signature
/s/ Henrik Gerdes
Stock symbol
CHPT
Transactions as of
Sep 8, 2022
Transactions value $
-$489,291
Form type
4
Date filed
9/12/2022, 08:37 PM
Previous filing
Sep 6, 2022
Next filing
Sep 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHPT Common Stock Options Exercise $9.47K +12.5K +11.03% $0.76* 125K Sep 8, 2022 Direct
transaction CHPT Common Stock Sale -$520K -31.1K -24.84% $16.69 94.3K Sep 8, 2022 Direct F1
transaction CHPT Common Stock Award $21.2K +1.45K +1.53% $14.64 95.7K Sep 9, 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHPT Stock Option (right to buy) Options Exercise -12.5K -22.22% 43.6K Sep 8, 2022 Common Stock 12.5K $0.76 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.49 to $17.00. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F3 The purchase price reflects a 15% discount to the closing price of the Issuer's common stock on the purchase date pursuant to the provisions of the ESPP.
F4 The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments through March 21, 2023, subject to the Reporting Person's continuous service through each vesting date.