William J. Loewenthal - 08 Sep 2022 Form 4 Insider Report for ChargePoint Holdings, Inc. (CHPT)

Role
Chief Product Officer
Signature
/s/ Henrik Gerdes - Attorney-in-Fact
Issuer symbol
CHPT
Transactions as of
08 Sep 2022
Net transactions value
-$27,633
Form type
4
Filing time
12 Sep 2022, 20:37:31 UTC
Previous filing
03 Aug 2022
Next filing
23 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHPT Common Stock Options Exercise $2,367 +3,115 +0.71% $0.7600* 441,079 08 Sep 2022 Direct
transaction CHPT Common Stock Sale $48,999 -3,115 -0.71% $15.73 437,964 08 Sep 2022 Direct F1
transaction CHPT Common Stock Award $18,999 +1,298 +0.3% $14.64 439,262 09 Sep 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHPT Stock Option (right to buy) Options Exercise -3,115 -2.2% 140,144 08 Sep 2022 Common Stock 3,115 $0.7600 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F3 The purchase price reflects a 15% discount to the closing price of the Issuer's common stock on the purchase date pursuant to the provisions of the ESPP.
F4 The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.