John M. Roth - 31 Aug 2022 Form 4 Insider Report for El Pollo Loco Holdings, Inc. (LOCO)

Role
Director, 10%+ Owner
Signature
/s/ John M. Roth
Issuer symbol
LOCO
Transactions as of
31 Aug 2022
Net transactions value
$0
Form type
4
Filing time
02 Sep 2022, 16:30:28 UTC
Previous filing
12 May 2022
Next filing
11 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LOCO Common Stock Other +5,461,251 5,461,251 31 Aug 2022 See Notes F1, F2, F4
transaction LOCO Common Stock Other +73,052 73,052 31 Aug 2022 See Notes F1, F3, F4
holding LOCO Common Stock 27,040 31 Aug 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Received in a pro rata distribution-in-kind from Trimaran Pollo Partners, L.L.C.
F2 Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner").
F3 Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner.
F4 Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.