Daniel Garen - 23 Aug 2022 Form 4 Insider Report for Vivint Smart Home, Inc.

Role
Title: Chief Ethics and Compliance Officer
Signature
Garner B. Meads, III, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
23 Aug 2022
Net transactions value
-$153,114
Form type
4
Filing time
25 Aug 2022, 16:30:54 UTC
Previous filing
25 Mar 2022
Next filing
30 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VVNT Class A Common Stock Options Exercise +86,957 86,957 23 Aug 2022 Direct F1
transaction VVNT Class A Common Stock Tax liability $153,114 -25,392 -29% $6.03 61,565 23 Aug 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VVNT Restricted Stock Units Options Exercise $0 -86,957 -25% $0.000000 260,869 23 Aug 2022 Class A Common Stock 86,957 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash.
F2 Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units originally granted on August 23, 2021.
F3 On August 23, 2021, the Reporting Person was granted 347,826 restricted stock units that vest in four equal annual installments beginning on August 23, 2022.

Remarks:

Title: Chief Ethics and Compliance Officer