Theodore Walker Cheng-De King - 09 Aug 2022 Form 4 Insider Report for Avaya Holdings Corp.

Role
10%+ Owner
Signature
/s/ Theodore Walker Cheng-De King
Issuer symbol
N/A
Transactions as of
09 Aug 2022
Net transactions value
+$7,248,468
Form type
4
Filing time
22 Aug 2022, 17:10:40 UTC
Previous filing
16 Aug 2022
Next filing
16 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVYA Common Stock Purchase $1,894 +2,707 +0.03% $0.6995* 9,001,457 09 Aug 2022 Direct
transaction AVYA Common Stock Purchase $120,011 +172,133 +1.9% $0.6972* 9,173,590 09 Aug 2022 Direct
transaction AVYA Common Stock Purchase $55,190 +79,296 +0.86% $0.6960* 9,252,886 09 Aug 2022 Direct
transaction AVYA Common Stock Purchase $5,458 +7,803 +0.08% $0.6995* 9,260,689 09 Aug 2022 Direct
transaction AVYA Common Stock Purchase $115,746 +165,423 +1.8% $0.6997* 9,426,112 09 Aug 2022 Direct
transaction AVYA Common Stock Purchase $48,379 +69,351 +0.74% $0.6976* 9,495,463 09 Aug 2022 Direct
transaction AVYA Common Stock Purchase $2,293 +3,287 +0.03% $0.6977* 9,498,750 09 Aug 2022 Direct
transaction AVYA Common Stock Purchase $8,686 +12,588 +0.13% $0.6900* 9,511,338 09 Aug 2022 Direct
transaction AVYA Common Stock Purchase $336,461 +487,412 +5.1% $0.6903* 9,998,750 09 Aug 2022 Direct
transaction AVYA Common Stock Purchase $340,000 +500,000 +5% $0.6800* 10,498,750 09 Aug 2022 Direct
transaction AVYA Common Stock Purchase $335,000 +500,000 +4.8% $0.6700* 10,998,750 09 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $230,000 +115,000 +1% $2.00* 11,113,750 09 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $61,500 +20,500 +0.18% $3.00* 11,134,250 09 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $24,000 +9,600 +0.09% $2.50* 11,143,850 09 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $109,600 +54,800 +0.49% $2.00* 11,198,650 09 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $5,100 +1,700 +0.02% $3.00* 11,200,350 10 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $61,000 +30,500 +0.27% $2.00* 11,230,850 10 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $30,000 +15,000 +0.13% $2.00* 11,245,850 10 Aug 2020 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $75,000 +37,500 +0.33% $2.00* 11,283,350 11 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $34,800 +17,400 +0.15% $2.00* 11,300,750 11 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $1,250 +500 +0% $2.50* 11,301,250 15 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $11,200 +5,600 +0.05% $2.00* 11,306,850 16 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $10,000 +5,000 +0.04% $2.00* 11,311,850 16 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $475,800 +158,600 +1.4% $3.00* 11,470,450 17 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $25,000 +12,500 +0.11% $2.00* 11,482,950 17 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $15,000 +7,500 +0.07% $2.00* 11,490,450 18 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $700,600 +350,300 +3% $2.00* 11,840,750 19 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $811,500 +324,600 +2.7% $2.50* 12,165,350 19 Aug 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $3,198,000 +1,066,000 +8.8% $3.00* 13,231,350 19 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -1,150 -0.21% $0.000000 536,100 09 Aug 2022 Common Stock 115,000 $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -205 -0.02% $0.000000 1,226,300 09 Aug 2022 Common Stock 20,500 $3.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -96 -0.03% $0.000000 325,100 09 Aug 2022 Common Stock 9,600 $2.50 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -548 -0.11% $0.000000 481,300 09 Aug 2022 Common Stock 54,800 $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -17 -0% $0.000000 1,224,600 10 Aug 2022 Common Stock 1,700 $3.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -305 -0.07% $0.000000 450,800 10 Aug 2022 Common Stock 30,500 $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -150 -0.03% $0.000000 435,800 10 Aug 2020 Common Stock 15,000 $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -375 -0.09% $0.000000 398,300 11 Aug 2022 Common Stock 37,500 $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -174 -0.05% $0.000000 380,900 11 Aug 2022 Common Stock 17,400 $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -5 -0% $0.000000 324,600 15 Aug 2022 Common Stock 500 $2.50 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -56 -0.01% $0.000000 375,300 16 Aug 2022 Common Stock 5,600 $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -50 -0.01% $0.000000 370,300 16 Aug 2022 Common Stock 5,000 $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -1,586 -0.15% $0.000000 1,066,000 17 Aug 2022 Common Stock 158,600 $3.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -125 -0.03% $0.000000 357,800 17 Aug 2022 Common Stock 12,500 $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -75 -0.02% $0.000000 350,300 18 Aug 2022 Common Stock 7,500 $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -3,503 -100% $0.000000* 0 19 Aug 2022 Common Stock 350,300 $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -3,246 -100% $0.000000* 0 19 Aug 2022 Common Stock 324,600 $2.50 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -10,660 -100% $0.000000* 0 19 Aug 2022 Common Stock 1,066,000 $3.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These are put option contracts written by the Reporting Person which provide that the Reporting Person will be required to purchase shares of Common Stock at the stated strike price if the counterparty exercises such option. Exchange-traded options are immediately exercisable and remain exercisable until expiration.