Theodore Walker Cheng-De King - Aug 9, 2022 Form 4 Insider Report for Avaya Holdings Corp. (AVYA)

Role
10%+ Owner
Signature
/s/ Theodore Walker Cheng-De King
Stock symbol
AVYA
Transactions as of
Aug 9, 2022
Transactions value $
$7,248,468
Form type
4
Date filed
8/22/2022, 05:10 PM
Previous filing
Aug 16, 2022
Next filing
Aug 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVYA Common Stock Purchase $1.89K +2.71K +0.03% $0.70* 9M Aug 9, 2022 Direct
transaction AVYA Common Stock Purchase $120K +172K +1.91% $0.70* 9.17M Aug 9, 2022 Direct
transaction AVYA Common Stock Purchase $55.2K +79.3K +0.86% $0.70* 9.25M Aug 9, 2022 Direct
transaction AVYA Common Stock Purchase $5.46K +7.8K +0.08% $0.70* 9.26M Aug 9, 2022 Direct
transaction AVYA Common Stock Purchase $116K +165K +1.79% $0.70* 9.43M Aug 9, 2022 Direct
transaction AVYA Common Stock Purchase $48.4K +69.4K +0.74% $0.70* 9.5M Aug 9, 2022 Direct
transaction AVYA Common Stock Purchase $2.29K +3.29K +0.03% $0.70* 9.5M Aug 9, 2022 Direct
transaction AVYA Common Stock Purchase $8.69K +12.6K +0.13% $0.69* 9.51M Aug 9, 2022 Direct
transaction AVYA Common Stock Purchase $336K +487K +5.12% $0.69* 10M Aug 9, 2022 Direct
transaction AVYA Common Stock Purchase $340K +500K +5% $0.68* 10.5M Aug 9, 2022 Direct
transaction AVYA Common Stock Purchase $335K +500K +4.76% $0.67* 11M Aug 9, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $230K +115K +1.05% $2.00* 11.1M Aug 9, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $61.5K +20.5K +0.18% $3.00* 11.1M Aug 9, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $24K +9.6K +0.09% $2.50* 11.1M Aug 9, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $110K +54.8K +0.49% $2.00* 11.2M Aug 9, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $5.1K +1.7K +0.02% $3.00* 11.2M Aug 10, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $61K +30.5K +0.27% $2.00* 11.2M Aug 10, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $30K +15K +0.13% $2.00* 11.2M Aug 10, 2020 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $75K +37.5K +0.33% $2.00* 11.3M Aug 11, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $34.8K +17.4K +0.15% $2.00* 11.3M Aug 11, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $1.25K +500 +0% $2.50* 11.3M Aug 15, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $11.2K +5.6K +0.05% $2.00* 11.3M Aug 16, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $10K +5K +0.04% $2.00* 11.3M Aug 16, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $476K +159K +1.4% $3.00* 11.5M Aug 17, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $25K +12.5K +0.11% $2.00* 11.5M Aug 17, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $15K +7.5K +0.07% $2.00* 11.5M Aug 18, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $701K +350K +3.05% $2.00* 11.8M Aug 19, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $812K +325K +2.74% $2.50* 12.2M Aug 19, 2022 Direct
transaction AVYA Common Stock Exercise of in-the-money or at-the-money derivative security $3.2M +1.07M +8.76% $3.00* 13.2M Aug 19, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -1.15K -0.21% $0.00 536K Aug 9, 2022 Common Stock 115K $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -205 -0.02% $0.00 1.23M Aug 9, 2022 Common Stock 20.5K $3.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -96 -0.03% $0.00 325K Aug 9, 2022 Common Stock 9.6K $2.50 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -548 -0.11% $0.00 481K Aug 9, 2022 Common Stock 54.8K $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -17 0% $0.00 1.22M Aug 10, 2022 Common Stock 1.7K $3.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -305 -0.07% $0.00 451K Aug 10, 2022 Common Stock 30.5K $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -150 -0.03% $0.00 436K Aug 10, 2020 Common Stock 15K $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -375 -0.09% $0.00 398K Aug 11, 2022 Common Stock 37.5K $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -174 -0.05% $0.00 381K Aug 11, 2022 Common Stock 17.4K $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -5 0% $0.00 325K Aug 15, 2022 Common Stock 500 $2.50 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -56 -0.01% $0.00 375K Aug 16, 2022 Common Stock 5.6K $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -50 -0.01% $0.00 370K Aug 16, 2022 Common Stock 5K $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -1.59K -0.15% $0.00 1.07M Aug 17, 2022 Common Stock 159K $3.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -125 -0.03% $0.00 358K Aug 17, 2022 Common Stock 12.5K $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -75 -0.02% $0.00 350K Aug 18, 2022 Common Stock 7.5K $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -3.5K -100% $0.00* 0 Aug 19, 2022 Common Stock 350K $2.00 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -3.25K -100% $0.00* 0 Aug 19, 2022 Common Stock 325K $2.50 Direct F1
transaction AVYA Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -10.7K -100% $0.00* 0 Aug 19, 2022 Common Stock 1.07M $3.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These are put option contracts written by the Reporting Person which provide that the Reporting Person will be required to purchase shares of Common Stock at the stated strike price if the counterparty exercises such option. Exchange-traded options are immediately exercisable and remain exercisable until expiration.