Gilbert H. Kliman - 19 Aug 2022 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Role
Director
Signature
/s/ Gilbert H. Kliman by Karen A. Wilson, Power of Attorney
Issuer symbol
GKOS
Transactions as of
19 Aug 2022
Net transactions value
$0
Form type
4
Filing time
19 Aug 2022, 16:00:20 UTC
Previous filing
08 Aug 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Other $0 -2,382 -8.7% $0.000000 24,923 19 Aug 2022 Direct F1, F3
transaction GKOS Common Stock Other $0 +2,382 +17% $0.000000 16,347 19 Aug 2022 By InterWest Venture Management Company F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person transferred these shares to InterWest Venture Management Company ("IVMC") for no consideration, pursuant to an agreement between the Reporting Person and InterWest Partners X, LP ("IP10") relating to compensation received in connection with his service as director of the Issuer.
F2 Consists of shares owned by IVMC. The Reporting Person is an officer, director and shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.
F3 Includes 4,364 restricted stock units that have not yet vested or been delivered to the Reporting Person.