Robin L. Smith - 16 Aug 2022 Form 4 Insider Report for Celularity Inc (CELU)

Role
Director
Signature
/s/ Kyle Fletcher, Attorney-in-Fact
Issuer symbol
CELU
Transactions as of
16 Aug 2022
Net transactions value
$0
Form type
4
Filing time
18 Aug 2022, 18:43:50 UTC
Previous filing
15 Jul 2022
Next filing
16 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELU Stock Option (Right to Buy) Award $0 +250,000 $0.000000 250,000 16 Aug 2022 Class A Common Stock 250,000 $2.99 Direct F1
transaction CELU Stock Option (Right to Buy) Award $0 +800,000 $0.000000 800,000 16 Aug 2022 Class A Common Stock 800,000 $2.99 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vested and became exercisable immediately on the grant date.
F2 This option is subject to vesting in four equal tranches, based on achievement of certain pre-defined performance targets, and subject to the Reporting Person's continuous service with the Issuer through each such date.