Jung Jennifer Fall - Aug 13, 2022 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Tracy Daw, as Attorney-in-Fact for Jennifer Fall Jung
Stock symbol
FNKO
Transactions as of
Aug 13, 2022
Transactions value $
-$16,802
Form type
4
Date filed
8/16/2022, 06:45 PM
Previous filing
May 3, 2022
Next filing
Sep 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +2.23K +13.2% $0.00 19.1K Aug 13, 2022 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale -$16.8K -814 -4.25% $20.64 18.3K Aug 15, 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 +2.23K $0.00 2.23K Aug 13, 2022 Class A Common Stock 2.23K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 Reflects shares sold to cover taxes upon the vesting of RSUs on August 13, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.63 to $20.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The original grant of 8,928 RSUs has vested or will vest in four equal annual installments that began on the first anniversary of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.