Jennifer Fall Jung - 13 Aug 2022 Form 4 Insider Report for Funko, Inc. (FNKO)

Signature
/s/ Tracy Daw, as Attorney-in-Fact for Jennifer Fall Jung
Issuer symbol
FNKO
Transactions as of
13 Aug 2022
Net transactions value
-$16,802
Form type
4
Filing time
16 Aug 2022, 18:45:23 UTC
Previous filing
03 May 2022
Next filing
20 Sep 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +2,232 +13% $0.000000 19,142 13 Aug 2022 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale $16,802 -814 -4.3% $20.64 18,328 15 Aug 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 +2,232 $0.000000 2,232 13 Aug 2022 Class A Common Stock 2,232 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 Reflects shares sold to cover taxes upon the vesting of RSUs on August 13, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.63 to $20.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The original grant of 8,928 RSUs has vested or will vest in four equal annual installments that began on the first anniversary of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.