Vlad Eidelman - Jul 29, 2022 Form 4/A - Amendment Insider Report for FiscalNote Holdings, Inc. (NOTE)

Signature
/s/ Nicole Corey, Attorney-in-fact
Stock symbol
NOTE
Transactions as of
Jul 29, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
8/10/2022, 07:57 PM
Date Of Original Report
Aug 2, 2022
Next filing
Nov 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Award +182K +173.61% 287K Jul 29, 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 2, 2022, the Reporting Person filed a Form 4 reporting the acquisition of securities received in connection with the Business Combination (as defined below) (the "Original Form 4"). This amendment is being filed to report shares of Class A Common Stock received in connection with the Business Combination that were inadvertently omitted from the Original Form 4 and to correct the number of securities beneficially owned following the transactions as reported in Column 5 of Table I of the Original Form 4.
F2 These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities.
F3 Received in the Business Combination in exchange for 153,225 shares of Class A common stock of Legacy FiscalNote.