Ralph Brandenberger - 08 Aug 2022 Form 4 Insider Report for Nkarta, Inc. (NKTX)

Role
Chief Technical Officer
Signature
/s/ Alicia Hager, as Attorney-in-Fact
Issuer symbol
NKTX
Transactions as of
08 Aug 2022
Net transactions value
-$149,584
Form type
4
Filing time
10 Aug 2022, 19:05:58 UTC
Previous filing
26 Jul 2022
Next filing
17 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NKTX Common Stock Options Exercise $1,790 +4,367 +56% $0.4100* 12,167 08 Aug 2022 Direct F1
transaction NKTX Common Stock Options Exercise $26,787 +6,886 +57% $3.89 19,053 08 Aug 2022 Direct F1
transaction NKTX Common Stock Options Exercise $1,622 +340 +1.8% $4.77 19,393 08 Aug 2022 Direct F1
transaction NKTX Common Stock Sale $179,783 -11,593 -60% $15.51* 7,800 08 Aug 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NKTX Stock Option (right to buy) Options Exercise $0 -4,367 -100% $0.000000* 0 08 Aug 2022 Common Stock 4,367 $0.4100 Direct F1, F3
transaction NKTX Stock Option (right to buy) Options Exercise $0 -6,886 -16% $0.000000 37,253 08 Aug 2022 Common Stock 6,886 $3.89 Direct F1, F4
transaction NKTX Stock Option (right to buy) Options Exercise $0 -340 -3.9% $0.000000 8,445 08 Aug 2022 Common Stock 340 $4.77 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date.
F2 This transaction was executed in multiple trades at prices ranging from $15.00 to $16.00. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This stock option is fully vested.
F4 The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023.
F5 The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on December 6, 2022.