Chizen Bruce R - Aug 1, 2022 Form 4 Insider Report for ChargePoint Holdings, Inc. (CHPT)

Role
Director
Signature
/s/ Henrik Gerdes - Attorney-in-Fact
Stock symbol
CHPT
Transactions as of
Aug 1, 2022
Transactions value $
-$292,551
Form type
4
Date filed
8/3/2022, 05:24 PM
Previous filing
Aug 1, 2022
Next filing
Sep 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHPT Common Stock Options Exercise $4.33K +5.7K +23.59% $0.76* 29.9K Aug 1, 2022 Direct
transaction CHPT Common Stock Sale -$85.6K -5.7K -19.09% $15.01 24.2K Aug 1, 2022 Direct F1, F2
transaction CHPT Common Stock Sale -$85.5K -5.7K -40.76% $15.01 8.29K Aug 1, 2022 By trust F1, F2, F5
transaction CHPT Common Stock Options Exercise $3.27K +4.3K +17.8% $0.76* 28.5K Aug 2, 2022 Direct
transaction CHPT Common Stock Sale -$64.5K -4.3K -15.11% $15.01 24.2K Aug 2, 2022 Direct F1, F3
transaction CHPT Common Stock Sale -$64.5K -4.3K -51.9% $15.01 3.99K Aug 2, 2022 By trust F1, F4, F5
holding CHPT Common Stock 767K Aug 1, 2022 By trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHPT Stock Option (right to buy) Options Exercise -5.7K -1.55% 363K Aug 1, 2022 Common Stock 5.7K $0.76 Direct F7
transaction CHPT Stock Option (right to buy) Options Exercise -4.3K -1.18% 359K Aug 2, 2022 Common Stock 4.3K $0.76 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.05. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.02. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F4 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.01. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F5 The Shares are held directly by Gail Chizen 2009 Irrevocable Trust of which the Reporting Person is trustee.
F6 The Shares are held directly by the Bruce Chizen 2009 Irrevocable Trust, Dated January 24, 2009 of which the Reporting Person is trustee.
F7 The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date.