James J. Kim - Jul 12, 2022 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Role
Director, Member of 10% owner group (5), 10%+ Owner
Signature
/s/ Richard D. Rosen, as Attorney-in-Fact
Stock symbol
AMKR
Transactions as of
Jul 12, 2022
Transactions value $
$0
Form type
4
Date filed
8/1/2022, 02:46 PM
Previous filing
Apr 20, 2022
Next filing
Dec 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Gift $0 -430K -15.75% $0.00 2.3M Jul 12, 2022 By SusanY. Kim GRAT dtd. 04/01/20 F1, F2, F3
holding AMKR Common Stock 1.86M Jul 12, 2022 Direct F4
holding AMKR Common Stock 49.6M Jul 12, 2022 By 915 Investments, LP F2, F3
holding AMKR Common Stock 1.96M Jul 12, 2022 By John T. Kim Trust dtd. 12/11/12 F2, F3
holding AMKR Common Stock 7.83M Jul 12, 2022 By John T. Kim Family Trust U/A dtd. 12/11/12 F2, F3
holding AMKR Common Stock 1.5M Jul 12, 2022 By Susan Y. Kim GRAT dtd. 8/29/18 F2, F3
holding AMKR Common Stock 2.61M Jul 12, 2022 By spouse F3
holding AMKR Common Stock 165K Jul 12, 2022 By Susan Y. Kim Trust U/A dtd 12/11/12 F2, F3
holding AMKR Common Stock 6.43M Jul 12, 2022 By self as Trustee of own GRATs F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AMKR Restricted Stock Units 8.17K Jul 12, 2022 Common Stock 8.17K Direct F2, F4
holding AMKR Restricted Stock Units 10.7K Jul 12, 2022 Common Stock 10.7K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 12, 2022, the Qualified Annuity Trust Under the Susan Y. Kim Irrevocable Trust Agreement dtd. 4/1/20 distributed 429,750 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Susan Y. Kim. Susan Y. Kim and the Reporting Person are the trustees of the trust. The Reporting Person is the father of Susan Y. Kim.
F2 The Reporting Person is (i) a trustee of trusts for the benefit of his immediate family members which own 13,580,830 shares of the Issuer's Common Stock, (ii) a trustee of a trust which is a controlling member of a limited liability company being treated as a corporation for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), which limited liability company holds 164,678 shares of the Issuer's Common stock, (iii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 6,430,381 shares of the Issuer's Common Stock and (iv) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.
F3 The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.
F4 As previously reported in Forms 4 filed by the Reporting Person on February 18, 2021 (the "Original 2021 Form 4") and February 25, 2022, time-vested restricted stock units with respect to shares of the Issuer's Common Stock were granted by the Issuer to the Reporting Person on February 11, 2021 and February 25, 2022 (such Units collectively, the "RSUs"). In the Original 2021 Form 4 and in subsequent Forms 4 filed by the Reporting Person, the RSUs were incorrectly reported in Table I. Table II, Column 9 and Table I, Column 5 of this Form 4 have been adjusted to reflect the unvested RSUs and the shares of Issuer's Common Stock directly owned by the Reporting Person as of the filing date of this Form 4.

Remarks:

5. The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.