Vlad Vitoc - Jul 27, 2022 Form 3 Insider Report for MAIA Biotechnology, Inc. (MAIA)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Vlad Vitoc
Stock symbol
MAIA
Transactions as of
Jul 27, 2022
Transactions value $
$0
Form type
3
Date filed
7/27/2022, 06:32 PM
Next filing
Nov 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MAIA Common Stock 783K Jul 27, 2022 Direct
holding MAIA Common Stock 200K Jul 27, 2022 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MAIA Stock Options Jul 27, 2022 Common Stock 700K $1.80 Direct F2
holding MAIA Stock Options Jul 27, 2022 Common Stock 105K $1.80 Direct F3
holding MAIA Stock Options Jul 27, 2022 Common Stock 116K $1.80 Direct F4
holding MAIA Stock Options Jul 27, 2022 Common Stock 54K $1.80 Direct F5
holding MAIA Stock Options Jul 27, 2022 Common Stock 406K $1.80 Direct F6
holding MAIA Stock Options Jul 27, 2022 Common Stock 100K $1.80 See Footnote F6, F7
holding MAIA Stock Options Jul 27, 2022 Common Stock 100K $1.80 See Footnote F6, F8
holding MAIA Stock Options Jul 27, 2022 Common Stock 23.7K $1.80 Direct F9
holding MAIA Stock Options Jul 27, 2022 Common Stock 190K $1.83 Direct F10
holding MAIA Stock Options Jul 27, 2022 Common Stock 23.1K $1.83 Direct F11
holding MAIA Stock Options Jul 27, 2022 Common Stock 220K $1.83 Direct F12
holding MAIA Stock Options Jul 27, 2022 Common Stock 100K $1.83 Direct F13
holding MAIA Stock Options Jul 27, 2022 Common Stock 7.53K $1.83 Direct F14
holding MAIA Stock Options Jul 27, 2022 Common Stock 10.2K $1.83 See Footnote F1, F15
holding MAIA Stock Options Jul 27, 2022 Common Stock 18K $1.83 See Footnote F1, F16
holding MAIA Warrants Jul 27, 2022 Common Stock 1.81K $6.00 Direct F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are beneficially owned by Mr. Vitoc's spouse. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Represents an option to purchase shares of Common Stock granted pursuant to the 2018 Stock Option Plan. These options vested in 48 equal monthly installments, with a 1 year cliff, beginning on October 1, 2018.
F3 Represents an option to purchase shares of Common Stock granted pursuant to the 2018 Stock Option Plan. 35,000 of these options vested on October 1, 2018, 28,000 of the options vested on January 1, 2019, 21,000 of the options vested on April 1, 2019, 14,000 of the options vested on July 1, 2019, and 7,000 of the options vested on October 1, 2019.
F4 Represents an option to purchase shares of Common Stock granted pursuant to the 2018 Stock Option Plan. These options fully vested on April 30, 2020.
F5 Represents an option to purchase shares of Common Stock granted pursuant to the 2018 Stock Option Plan. These options fully vested on January 1, 2021.
F6 Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options are fully vested on November 3, 2020.
F7 These securities are held by MAIA Laetitia Cristian Vitoc 2022 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F8 These securities are held by Leia Violeta Ioana Vitoc 2022 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F9 Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options vested in ninety equal daily installments beginning on January 1, 2021.
F10 Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options fully vested on May 20, 2021.
F11 Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options vested in 90 equal daily installments beginning on April 1, 2021.
F12 Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options fully vested on May 20, 2021.
F13 Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options vest in 36 equal monthly installments beginning on January 1, 2021.
F14 Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options fully vested on July 1, 2021.
F15 Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options vested in seven equal monthly instalments beginning on May 31, 2021.
F16 Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options vested in 12 equal monthly instalments beginning on December 16, 2021.
F17 Each Warrant became exercisable on the date of issuance of April 03, 2020, and expires on the earliest to occur of: (a) March 2, 2028; or (b) immediately prior to the closing of any change of control of the issuer.