Key facts
- This page summarizes Michael Auerbach's Form 4 filing for TPCO Holding Corp. (GRAM).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 05 Jul 2022, 20:07.
Michael Auerbach - 15 Mar 2022 Form 4 Insider Report for TPCO Holding Corp. (GRAM)
- Reporting relationship
- Director
- Issuer ticker
- GRAM
- Reported as of
- 15 Mar 2022
- Net transaction value
- +$3,080
- SEC form
- 4
- Accepted by SEC
- 05 Jul 2022, 20:07:01 UTC
- Prior SEC filing
- 02 Mar 2022
- Next SEC filing
- 04 Apr 2022
- Source filing
- View source filing
- Reporting owner signature
- By: /s/ Michael Auerbach
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael Auerbach filed Form 4 for TPCO Holding Corp. (GRAM) on 05 Jul 2022.
Change
- Previous filing in this sequence was filed on 02 Mar 2022.
- Current net transaction value: +$3,080.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GRAMF
transaction
Common Shares
Options Exercise
- Transaction value
- Shares
- +607
- Change %
- +3.2%
- Price
- Shares after
- 19,474
- Date
- 01 Jul 2022
- Ownership
- Direct
- Footnotes
- F1
GRAMF
transaction
Common Shares
Other
- Transaction value
- $3,080
- Shares
- +308
- Change %
- +0%
- Price
- $10.00*
- Shares after
- 6,654,334
- Date
- 15 Mar 2022
- Ownership
- See Footnote
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GRAMF
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +100,000
- Change %
- +687%
- Price
- $0.000000
- Shares after
- 114,563
- Date
- 30 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 100,000
- Exercise price
- Footnotes
- F1, F4
GRAMF
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -607
- Change %
- -0.53%
- Price
- $0.000000
- Shares after
- 113,956
- Date
- 01 Jul 2022
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 607
- Exercise price
- Footnotes
- F1, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
Footnote F2
These shares were issued to Murphy Ofutt Common LLC pursuant to the terms of the agreement (the "LCV Acquisition Agreement") pursuant to which the Issuer acquired Left Coast Ventures, Inc. in connection with a tax deficiency holdback. Pursuant to terms of the LCV Acquistion Agreement, the Common Shares are valued at $10 per share.
Footnote F3
Consists of 6,606,845 Common Shares held by M3 DAAT LLC, 3,952 Common Shares held by Murphy Ofutt LCV LLC, 100 Common Shares held by Murphy Ofutt LLC and 308 Common Shares held by Murphy Ofutt Common LLC . Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest.
Footnote F4
On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vests 1 year after the grant date. The remaining RSUs vest in 8 equal quarterly installments beginning on September 30, 2023.
Footnote F5
On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.