Daniel Neukomm - 30 Jun 2022 Form 4 Insider Report for TPCO Holding Corp. (GRAM)

Role
Director
Signature
By: /s/ Daniel Neukomm
Issuer symbol
GRAM
Transactions as of
30 Jun 2022
Net transactions value
$0
Form type
4
Filing time
05 Jul 2022, 19:19:40 UTC
Previous filing
03 Jun 2022
Next filing
03 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GRAMF Common Shares Options Exercise +506 +6.3% 8,596 01 Jul 2022 Direct F1
holding GRAMF Common Shares 9,469,699 30 Jun 2022 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GRAMF Restricted Stock Units Award $0 +100,000 +824% $0.000000 112,136 30 Jun 2022 Common Shares 100,000 Direct F1, F3
transaction GRAMF Restricted Stock Units Options Exercise $0 -506 -0.45% $0.000000 111,630 01 Jul 2022 Common Shares 506 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
F2 These shares are held by GRHP Investments, LLC Mr. Neukomm's wife has a minority interest in GRHP Investments, LLC. Mr. Neukomm disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
F3 On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vests 1 year after the grant date. The remaining RSUs vest in 8 equal quarterly installments beginning on September 30, 2023.
F4 On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.