Tracy D. Daw - Jun 27, 2022 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF LEGAL OFFICER
Signature
/s/ Tracy Daw
Stock symbol
FNKO
Transactions as of
Jun 27, 2022
Transactions value $
-$19,449
Form type
4
Date filed
6/30/2022, 04:05 PM
Previous filing
Jun 24, 2022
Next filing
Sep 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Options Exercise +2.01K +37.65% 7.33K Jun 27, 2022 Direct F1
transaction FNKO Class A Common Stock Sale -$19.4K -802 -10.94% $24.25 6.53K Jun 28, 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -2.01K -100% $0.00* 0 Jun 27, 2022 Class A Common Stock 2.01K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 Shares were sold to cover taxes upon the vesting of restricted stock units on June 27, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F3 The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F4 On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.