A. Sinclair Dunlop - 27 Jun 2022 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Role
Director
Signature
/s/ David Watson, attorney-in-fact for A. Sinclair Dunlop
Issuer symbol
APLS
Transactions as of
27 Jun 2022
Net transactions value
-$62,743
Form type
4
Filing time
29 Jun 2022, 16:18:27 UTC
Previous filing
24 Jun 2022
Next filing
22 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLS Common Stock Sale $62,743 -1,341 -50% $46.79 1,341 27 Jun 2022 Indirect Owner (ECM) F1
holding APLS Common Stock 285,681 27 Jun 2022 Indirect Owner (Epidarex) F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are held by Epidarex Capital Management LLC ("ECM") and the reporting person, a manager of ECM, may be deemed to have voting and dispositive power over the shares held by ECM. The reporting person disclaims beneficial ownership over the shares held by ECM except to the extent of his pecuniary interest therein.
F2 The securities are held by Epidarex I, LP ("Epidarex") and the reporting person, a general partner of Epidarex, may be deemed to have voting and dispositive power over the shares held by Epidarex. The reporting person disclaims beneficial ownership over the shares held by Epidarex except to the extent of his pecuniary interest therein.