Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | ANTX | Series A Convertible Preferred Stock | Mar 24, 2022 | Common Stock | 1.65M | Direct | F1, F2 | |||||||
holding | ANTX | Series A Convertible Preferred Stock | Mar 24, 2022 | Common Stock | 312K | By Adjuvant Global Health Technology Fund DE, L.P. | F1, F3 | |||||||
holding | ANTX | Series B Convertible Preferred Stock | Mar 24, 2022 | Common Stock | 392K | Direct | F1, F2 | |||||||
holding | ANTX | Series B Convertible Preferred Stock | Mar 24, 2022 | Common Stock | 74.2K | By Adjuvant Global Health Technology Fund DE, L.P. | F1, F3 |
Id | Content |
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F1 | Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. |
F2 | Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is a Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
F3 | Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE") . The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is the AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is a Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
This Form 3 amendment is being filed to add AGHT Fund and AC MGMT as reporting persons, each of which was inadvertently omitted from the initial Form 3, and to clarify that AGHT Funds holds securities of the Issuer directly.