Key facts
- This page summarizes Postma Robert W.'s Form 4 filing for Alaunos Therapeutics, Inc. (TCRT).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 24 Jun 2022, 16:35.
Postma Robert W. - 22 Jun 2022 Form 4 Insider Report for Alaunos Therapeutics, Inc. (TCRT)
- Reporting relationship
- Director
- Issuer ticker
- TCRT
- Reported as of
- 22 Jun 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 24 Jun 2022, 16:35:17 UTC
- Prior SEC filing
- 03 Sep 2021
- Next SEC filing
- 01 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Melinda Lackey, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Postma Robert W. filed Form 4 for Alaunos Therapeutics, Inc. (TCRT) on 24 Jun 2022.
Change
- Previous filing in this sequence was filed on 03 Sep 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TCRT
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +40,000
- Change %
- +3.3%
- Price
- $0.000000
- Shares after
- 1,241,870
- Date
- 22 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
TCRT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,250,000
- Date
- 22 Jun 2022
- Ownership
- See Footnote
- Footnotes
- F2
TCRT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,574
- Date
- 22 Jun 2022
- Ownership
- By Spouse's IRA
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TCRT
transaction
Derivative
Employee Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +100,000
- Change %
- Price
- $0.000000
- Shares after
- 100,000
- Date
- 22 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 100,000
- Exercise price
- $0.8200
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Includes 946,970 shares of common stock underlying units of the Issuer (the "Units"). Each Unit is comprised of one share of common stock and one warrant to acquire one share of common stock. The Reporting Person previously purchased 946,970 Units in a private placement transaction with the Issuer.
Footnote F2
The shares are directly held by WaterMill Asset Management Corp. ("WaterMill"). The Reporting Person serves as the principal of WaterMill.
Footnote F3
The option vests in twelve equal monthly installments beginning on July 13, 2022.
SEC remarks
Exhibit List - Exhibit 24 - Power of Attorney