Key facts
- This page summarizes Robert W. Postma's Form 4 filing for Alaunos Therapeutics, Inc. (TCRT).
- 2 reported transactions and 1 derivative row are listed below.
- Filing timestamp: 24 Jun 2022, 16:35.
Robert W. Postma - 22 Jun 2022 Form 4 Insider Report for Alaunos Therapeutics, Inc. (TCRT)
- Role
- Director
- Signature
- /s/ Melinda Lackey, Attorney-in-Fact
- Issuer symbol
- TCRT
- Transactions as of
- 22 Jun 2022
- Net transaction value
- $0
- Form type
- 4
- Filing time
- 24 Jun 2022, 16:35:17 UTC
- Previous filing
- 03 Sep 2021
- Next filing
- 01 Dec 2022
- SEC filing
- View on sec.gov
Reporting owner
Issuer context
Transaction snapshot
SEC evidence
Key filing fact
Robert W. Postma filed Form 4 for Alaunos Therapeutics, Inc. (TCRT) on 24 Jun 2022.
Change
- Previous filing in this sequence was filed on 03 Sep 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported transactions
TCRT
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +40,000
- Change %
- +3.3%
- Price
- $0.000000
- Shares after
- 1,241,870
- Date
- 22 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
TCRT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,250,000
- Date
- 22 Jun 2022
- Ownership
- See Footnote
- Footnotes
- F2
TCRT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,574
- Date
- 22 Jun 2022
- Ownership
- By Spouse's IRA
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
TCRT
transaction
Derivative
Employee Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +100,000
- Change %
- Price
- $0.000000
- Shares after
- 100,000
- Date
- 22 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 100,000
- Exercise price
- $0.8200
- Footnotes
- F3
* indicates a reported price that failed the local validity check.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Includes 946,970 shares of common stock underlying units of the Issuer (the "Units"). Each Unit is comprised of one share of common stock and one warrant to acquire one share of common stock. The Reporting Person previously purchased 946,970 Units in a private placement transaction with the Issuer. |
| F2 | The shares are directly held by WaterMill Asset Management Corp. ("WaterMill"). The Reporting Person serves as the principal of WaterMill. |
| F3 | The option vests in twelve equal monthly installments beginning on July 13, 2022. |
Remarks:
Exhibit List - Exhibit 24 - Power of Attorney