G. Graziadio - Jun 17, 2022 Form 4 Insider Report for Veritone, Inc. (VERI)

Role: Director
Signature: /s/ CRAIG GATARZ, AS ATTORNEY-IN-FACT FOR LOUIS G GRAZIADIO III
Stock symbol: VERI
Transactions as of: Jun 17, 2022
Transactions value $: $0
Form type: 4
Date filed: 6/22/2022, 09:14 PM
Previous filing: May 26, 2022
Next filing: Aug 22, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VERI	Common Stock	Award	$0	+12.2K	+8.72%	$0.00	152K	Jun 17, 2022	Direct	F1
holding	VERI	Common Stock						122K	Jun 17, 2022	By Graziado Family Trust	F2
holding	VERI	Common Stock						17.5K	Jun 17, 2022	By Graziadio Dynasty Trust II	F3
holding	VERI	Common Stock						5.53K	Jun 17, 2022	By son
holding	VERI	Common Stock						5.53K	Jun 17, 2022	By daughter
holding	VERI	Common Stock						207K	Jun 17, 2022	By Ginarra	F4
holding	VERI	Common Stock						4.87K	Jun 17, 2022	By spouse
holding	VERI	Common Stock						7.13K	Jun 17, 2022	By Annuity Trust	F5
holding	VERI	Common Stock						16.1K	Jun 17, 2022	By Ginmarra	F6
holding	VERI	Common Stock						4.52K	Jun 17, 2022	By Gino Trust	F7
holding	VERI	Common Stock						4.52K	Jun 17, 2022	By Marianna Trust	F8
holding	VERI	Common Stock						2.33K	Jun 17, 2022	By Foundation	F9
holding	VERI	Common Stock						59.3K	Jun 17, 2022	By Boss Holdings	F10
holding	VERI	Common Stock						3.69K	Jun 17, 2022	By Western Metals Corporation	F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VERI	Stock Option (right to buy)	Award	$0	+5.48K		$0.00	5.48K	Jun 17, 2022	Common Stock	5.48K	$6.15	Direct	F12

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of restricted stock units representing the right to receive upon vesting a total of 12,196 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders.
F2	These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares.
F3	These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person.
F4	These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares.
F5	These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his children in such shares.
F6	These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares.
F7	These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the son of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his son in such shares.
F8	These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the daughter of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his daughter in such shares.
F9	These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares.
F10	These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares.
F11	These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares.
F12	Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders.