Ledger Susan St. - Jun 20, 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Jun 20, 2022
Transactions value $
$0
Form type
4
Date filed
6/22/2022, 08:13 PM
Previous filing
Jun 17, 2022
Next filing
Jun 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +138 +100% 276 Jun 20, 2022 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +17K +6141.3% 17.2K Jun 20, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -138 -33.33% $0.00 276 Jun 20, 2022 Class A Common Stock 138 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -11.3K -16.67% $0.00 56.3K Jun 20, 2022 Class B Common Stock 11.3K Direct F4, F5
transaction HCP Class B Common Stock Options Exercise $0 +11.3K +10% $0.00 124K Jun 20, 2022 Class A Common Stock 11.3K Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -17K -13.7% $0.00 107K Jun 20, 2022 Class A Common Stock 17K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2022
F4 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F5 The remaining RSUs vest in six equal quarterly installments beginning on June 20, 2022.