Steven J. Gilbert - Jun 14, 2022 Form 4 Insider Report for Oaktree Capital Group, LLC (OAK)

Role
Director
Signature
/s/ Richard Ting, Attorney-in-fact
Stock symbol
OAK
Transactions as of
Jun 14, 2022
Transactions value $
$473,817
Form type
4
Date filed
6/16/2022, 04:57 PM
Previous filing
May 17, 2022
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OAK Series A Preferred Purchase $356K +15K +356.21% $23.74 19.2K Jun 14, 2022 Direct F1
transaction OAK Series B Preferred Purchase $118K +5K +20% $23.55 30K Jun 14, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $23.58 to $23.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.
F2 This transaction was executed in multiple trades at prices ranging from $23.47 to $23.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.