Brian L. Libman - 08 Jun 2022 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Jun 2022, 17:25:29 UTC
Prior SEC filing
05 Apr 2022
Next SEC filing
10 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tracy Lowe, as Attorney-in-Fact

Key filing fact

Brian L. Libman filed Form 4 for Finance of America Companies Inc. (FOA) on 10 Jun 2022.

Key facts

  • This page summarizes Brian L. Libman's Form 4 filing for Finance of America Companies Inc. (FOA).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 10 Jun 2022, 17:25.

Change

  • Previous filing in this sequence was filed on 05 Apr 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FOA transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+18,691
Change %
+22%
Price
Shares after
103,625
Date
08 Jun 2022
Ownership
Direct
Footnotes
F1
FOA holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
241,730
Date
08 Jun 2022
Ownership
See Footnote
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FOA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-18,691
Change %
-100%
Price
$0.000000*
Shares after
0
Date
08 Jun 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
18,691
Exercise price
Footnotes
F3, F4
FOA transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+47,619
Change %
Price
$0.000000
Shares after
47,619
Date
09 Jun 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
47,619
Exercise price
Footnotes
F3, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Reflects restricted stock units that upon vesting converted into shares of Class A Common Stock of the Issuer ("Common Stock") on a one-for-one basis.

Footnote F2

Reflects securities held by an entity for which Mr. Libman serves as a trustee.

Footnote F3

Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

Footnote F4

Reflects restricted stock units that vested on June 8, 2022, the date of the Issuer's first annual stockholders meeting following the date of grant.

Footnote F5

These restricted stock units shall vest on the earlier of (i) June 9, 2023 or (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date.

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