David A. Steinberg - 08 Jun 2022 Form 4 Insider Report for Zeta Global Holdings Corp. (ZETA)

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: ZETA
Reported as of: 08 Jun 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 10 Jun 2022, 17:00:21 UTC
Prior SEC filing: 25 Feb 2022
Next SEC filing: 14 Feb 2023
Source filing: View source filing
Reporting owner signature: ACI Investment Partners, LLC, /s/ David A. Steinberg, Managing Member

Key filing fact

David A. Steinberg filed Form 4 for Zeta Global Holdings Corp. (ZETA) on 10 Jun 2022.

Key facts

This page summarizes David A. Steinberg's Form 4 filing for Zeta Global Holdings Corp. (ZETA).
4 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 10 Jun 2022, 17:00.

Change

Previous filing in this sequence was filed on 25 Feb 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ZETA transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: -262,500
Change %: -20%
Price: $0.000000
Shares after: 1,042,500
Date: 08 Jun 2022
Ownership: By ACI Investment Partners, LLC
Footnotes: F1, F2

ZETA transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: -26,424
Change %: -13%
Price: $0.000000
Shares after: 184,932
Date: 08 Jun 2022
Ownership: By Spouse
Footnotes: F1

ZETA holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 5,727
Date: 08 Jun 2022
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ZETA transaction Derivative

Class B Common Stock

Gift

Transaction value: $0
Shares: -2,495,767
Change %: -8.5%
Price: $0.000000
Shares after: 26,876,658
Date: 08 Jun 2022
Ownership: By ACI Investment Partners, LLC
Underlying class: Class A Common Stock
Underlying amount: 2,495,767
Exercise price
Footnotes: F1, F2, F4, F5

ZETA transaction Derivative

Class B Common Stock

Gift

Transaction value: $0
Shares: -1,311,980
Change %: -19%
Price: $0.000000
Shares after: 5,570,882
Date: 08 Jun 2022
Ownership: By IAC Investment Company IX, LLC
Underlying class: Class A Common Stock
Underlying amount: 1,311,980
Exercise price
Footnotes: F1, F4, F6

ZETA holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 390,870
Date: 08 Jun 2022
Ownership: By Family Trusts
Underlying class: Class A Common Stock
Underlying amount: 390,870
Exercise price
Footnotes: F4, F5, F7

ZETA holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 15,337
Date: 08 Jun 2022
Ownership: By CAIVIS Acquisition Corp. II
Underlying class: Class A Common Stock
Underlying amount: 15,337
Exercise price
Footnotes: F4, F8

ZETA holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 194,601
Date: 08 Jun 2022
Ownership: By Kica Investments LLC
Underlying class: Class A Common Stock
Underlying amount: 194,601
Exercise price
Footnotes: F4, F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

Footnote F2

Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.

Footnote F3

Share balance includes stock purchased under an Employee Stock Purchase Plan (ESPP) not previously reported.

Footnote F4

The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

Footnote F5

Reflects the transfer on June 8, 2022 of an aggregate of 7,760 shares of Class B Common Stock from the Family Trusts to ACI Investment Partners, LLC.

Footnote F6

Securities held directly by IAC Investment Company IX, LLC ("IAC"). Mr. Steinberg is the managing member of IAC. Mr. Steinberg disclaims beneficial ownership of the shares held directly by IAC except to the extent of his pecuniary interest therein, if any.

Footnote F7

Mr. Steinberg is co-trustee of each family trust and as a result may be deemed to share beneficial ownership of the securities held of record by each trust to the extent of his pecuniary interest therein, if any.

Footnote F8

Securities held direcly by CAIVIS Acquisition Corp. II ("CAIVIS"), which is a wholly owned subsidiary of CAIVIS Investment Company V, LLC, of which Mr. Steinberg is the majority sharheholder.

Footnote F9

Securities held directly by Kica Investments LLC ("Kica"), of which Mr. Steinberg is managing member. Mr. Steinberg disclaims beneficial ownership of the shares held directly by Kica except to the extent of his pecuniary interest therein, if any.