Pasquale Romano - Jun 9, 2022 Form 4 Insider Report for ChargePoint Holdings, Inc. (CHPT)

Role
President and CEO, Director
Signature
/s/ Henrik Gerdes - Attorney-in-Fact
Stock symbol
CHPT
Transactions as of
Jun 9, 2022
Transactions value $
-$3,817,380
Form type
4
Date filed
6/10/2022, 04:31 PM
Previous filing
Jun 3, 2022
Next filing
Jun 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHPT Common Stock Options Exercise $67.7K +251K +6.05% $0.27* 4.4M Jun 9, 2022 Direct F1
transaction CHPT Common Stock Sale -$3.87M -250K -5.69% $15.49 4.15M Jun 9, 2022 Direct F2, F3
transaction CHPT Common Stock Sale -$11.3K -700 -0.02% $16.10 4.15M Jun 9, 2022 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHPT Stock Option (right to buy) Options Exercise -251K -100% 0 Jun 9, 2022 Common Stock 251K $0.27 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person exercised these options, which otherwise will expire on June 10, 2022, for shares of common stock to be sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.08 to $16.07. The Reporting Person has provided to the issuer and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F4 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.08 to $16.12. The Reporting Person has provided to the issuer and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F5 The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.