Caldwell Mill Opportunity Fund, LLC - May 31, 2022 Form 4 Insider Report for REALNETWORKS INC (RNWK)

Role
10%+ Owner
Signature
/s/ Thomas A. Satterfield, Jr., Title: CIO of the Manager
Stock symbol
RNWK
Transactions as of
May 31, 2022
Transactions value $
$126,707
Form type
4
Date filed
6/2/2022, 04:36 PM
Previous filing
May 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RNWK Common Stock Purchase $69.4K +114K +4.76% $0.61 2.5M May 31, 2022 Direct F1, F2
transaction RNWK Common Stock Purchase $57.3K +90.9K +3.63% $0.63 2.59M Jun 1, 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.605 to $0.610. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 These securities are owned indirectly by Thomas Satterfield and directly by the reporting entity, which may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934, as amended, consisting of (i) Thomas Satterfield, (ii) Rebecca S. Satterfield, (iii) Tomsat Investment & Trading Co., Inc., (iv) A.G. Family L.P, and (v) the reporting entity. Such reporting entity disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by it.
F3 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.622 to $0.634. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Remarks:

This report shall not be deemed an admission that the reporting entity is a member of a group or the beneficial owner of any securities not directly owned by such reporting entity.